T•••• W••••

Advisor at A••• S••••• W••••• M•••••••••

LINCOLN, NE

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Search this name across graphsid dfx:ria:e0bb510c-5fa2-0230-654a-1229503098b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 10, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• S••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• S••••• W••••• M•••••••••	State registered	Sep 5, 2025	n/a	yes	LINCOLN, NE	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 13, 2023	Sep 5, 2025	no	OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••• S••••• W••••• M•••••••••	Sep 5, 2025	Sep 5, 2025	0	Firm change	Ibd to state RIA
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Dec 7, 2022	Jan 13, 2023

Relationships

Registered with (4)

→ A••• S••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2023 to Sep 5, 2025factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 6, 2022 to Dec 7, 2022factForm ADV
→ O•••• P•••••••• S••••••••• L••

Dated events

Occurred
Sep 5, 2025
Advisor changed firm
T•••• W•••• left L•• F•••••••• L•• for A••• S••••• W••••• M••••••••• (registered 2025-09-05)
Form ADVobserved 7 days ago
Occurred
Dec 7, 2022
Advisor changed firm
T•••• W•••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-01-13)
Form ADVobserved 7 days ago
Occurred
Sep 2, 2022
Advisor changed firm
T•••• W•••• left O•••• P•••••••• S••••••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2022-09-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0bb510c-5fa2-0230-654a-1229503098b6
First observed: Jan 10, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.