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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CALHOUN FINANCIAL PLANNING AND MANAGEMENT

CALHOUN WEALTH MANAGEMENT, LLC, CRD 286389

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0bb866c-1c94-b0d2-06ff-b8a2f947b6c1

Data as of Mar 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2017 to Mar 28, 2018
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $37.0MItem 5.F on the latest filing (2018-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $37.0M
Private client RAUM: $37.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $37.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 239
Individual clients: 105
High net worth clients: 5
SEC number: 801-108941
CRD: 286389
Filings on the tape: 7
First filed: Jan 5, 2017
Latest filed: Mar 28, 2018
Organised: Limited Liability Company, Minnesota

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS VERDIE AAMOT	n/a	Minneapolis, MN	9	29	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AAMOT, THOMAS, VERDIE	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	01/2017	Jan 5, 2017	Mar 28, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 28, 2018	$37.0M	$37.0M	1	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$37.0M	n/a	n/a	n/a	n/a	1	n/a	0	n/a

Relationships

Controls (1)

← AAMOT, THOMAS, VERDIEOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 5, 2017 to presentfactForm ADV

Registered with (1)

← THOMAS VERDIE AAMOTAdvisorregistration: current employment
Jan 21, 2017 to presentfactForm ADV

Dated events

Occurred
Jan 5, 2017
First Form ADV filing
West Calhoun Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0bb866c-1c94-b0d2-06ff-b8a2f947b6c1
First observed: Jan 5, 2017
Last observed: Mar 28, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CALHOUN FINANCIAL PLANNING AND MANAGEMENT

CALHOUN WEALTH MANAGEMENT, LLC, CRD 286389

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0bb866c-1c94-b0d2-06ff-b8a2f947b6c1

Data as of Mar 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS VERDIE AAMOT

n/a

Minneapolis, MN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AAMOT, THOMAS, VERDIE

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

01/2017

Jan 5, 2017

Mar 28, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 28, 2018

$37.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$37.0M

n/a