DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Calhoun Financial Planning And Management

Former SEC-registered adviserMinneapolis, MinnesotaCRD 286389SEC 801-108941IAPD
Legal name Calhoun Wealth Management, LLC
Latest filing Mar 28, 2018
First filing on the tape Jan 5, 2017 · 7 filings
RAUM
$37.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$37.0M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$37.0M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$37.0M as of Mar 28, 2018
Jan 5, 2017$0 then
HNW client RAUM: $9.0M
State-registered IARs (5.B.3)1 as of Mar 28, 2018
Jan 5, 20171 then
Employees (5.A)1 as of Mar 28, 2018
Jan 5, 20171 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 28, 2018; every figure names its basis
RAUM per advisor
$37.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
110derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$154,812derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
$37.0MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$28.0M76%
  • High-net-worth individuals$9.0M24%
Individual clients
105reported
HNW clients
5reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
239reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Thomas Verdie AamotMinneapolis, MnJan 21, 201729 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Verdie Thomas Aamot · Managing Member And Chief Compliance Officercontrol
      since 01/2017 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 205 to 239
      May 18, 2017 to Mar 28, 2018
    • Business name · CALHOUN WEALTH MANAGEMENT, LLC to CALHOUN FINANCIAL PLANNING AND MANAGEMENT
      May 18, 2017 to Mar 28, 2018
    • HNW clients · unset to 5.0
      May 18, 2017 to Mar 28, 2018
    • Individual clients · unset to 105.0
      May 18, 2017 to Mar 28, 2018
    • Other offices · unset to 0.0
      May 18, 2017 to Mar 28, 2018
    • Discretionary RAUM · $32.0M to $37.0M
      May 18, 2017 to Mar 28, 2018
    • HNW RAUM · unset to 9000000.0
      May 18, 2017 to Mar 28, 2018
    • Individual RAUM · unset to 28000000.0
      May 18, 2017 to Mar 28, 2018
    • RAUM · $32.0M to $37.0M
      May 18, 2017 to Mar 28, 2018
    • Wrap assets (manager) · unset to 0.0
      May 18, 2017 to Mar 28, 2018
    • Wrap assets (sponsor) · unset to 0.0
      May 18, 2017 to Mar 28, 2018
    • Accounts · 0 to 205
      Jan 21, 2017 to May 18, 2017
    • Discretionary RAUM · $0 to $32.0M
      Jan 21, 2017 to May 18, 2017
    • RAUM · $0 to $32.0M
      Jan 21, 2017 to May 18, 2017
    • Business name · WEST CALHOUN WEALTH ADVISORS, LLC to CALHOUN WEALTH ADVISORS, LLC
      Jan 5, 2017 to Jan 6, 2017
    • Legal name · WEST CALHOUN WEALTH ADVISORS, LLC to CALHOUN WEALTH ADVISORS, LLC
      Jan 5, 2017 to Jan 6, 2017
    • Business name · CALHOUN WEALTH ADVISORS, LLC to CALHOUN WEALTH MANAGEMENT, LLC
      Jan 6, 2017 to Jan 6, 2017
    • Legal name · CALHOUN WEALTH ADVISORS, LLC to CALHOUN WEALTH MANAGEMENT, LLC
      Jan 6, 2017 to Jan 6, 2017
    Signals
    1 dated events
    • West Calhoun Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
      Jan 5, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $37.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026