DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

BRADLEY SETH MAYER

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

Pflugerville, TX | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0becf66-3d02-9bf0-1694-97772e64bc16

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Nov 18, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Nov 1, 1999
First registration: Nov 18, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 4034321

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Mar 4, 2022	n/a	yes	Pflugerville, TX\|SAN DIEGO, CA	Current employment
BENCHMARK ADVISORY SERVICES, LLC	No RAUM reported	Oct 11, 2019	Feb 28, 2022	no	Pfugerville, TX\|SAN DIEGO, CA	Previous registration
SB ADVISORY, LLC	Independent wealth	May 30, 2017	Sep 11, 2019	no	Plugerville, TX\|ATLANTA, GA	Previous registration
MAYER FINANCIAL SERVICES GROUP, LLC	n/a	May 26, 2015	Dec 31, 2015	no	BALTIMORE, MD	Previous registration
MAYER FINANCIAL SERVICES GROUP, LLC	n/a	Feb 1, 2013	Dec 31, 2014	no	BALTIMORE, MD\|HUNT VALLEY, MD\|BALTIMORE, MD	Previous registration
MAYER FINANCIAL SERVICES GROUP, LLC	n/a	Nov 19, 2007	Dec 31, 2012	no	BALTIMORE, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Oct 14, 2004	May 26, 2017	no	BALTIMORE, MD\|Austin, TX	Previous registration
INDEPENDENT ADVISERS GROUP CORP	Former SEC adviser	Nov 13, 2002	Dec 11, 2006	no	BETHESDA, MD	Previous registration
OSAIC FS, INC.	Former SEC adviser	Nov 1, 2002	Aug 17, 2004	no	BETHESDA, MD	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 18, 1999	Jul 10, 2002	no	TOWSON, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BENCHMARK ADVISORY SERVICES, LLC	KINGSWOOD WEALTH ADVISORS, LLC	Feb 28, 2022	Mar 4, 2022	4	Firm change	RIA to RIA
SB ADVISORY, LLC	BENCHMARK ADVISORY SERVICES, LLC	Sep 11, 2019	Oct 11, 2019	30	Firm change	Ibd to new firm
H. BECK, INC.	MAYER FINANCIAL SERVICES GROUP, LLC	May 26, 2017	Nov 19, 2007	-3,476	Firm change after gap	Other
MAYER FINANCIAL SERVICES GROUP, LLC	SB ADVISORY, LLC	Dec 31, 2015	May 30, 2017	516	Firm change after gap	Other
INDEPENDENT ADVISERS GROUP CORP	H. BECK, INC.	Dec 11, 2006	Oct 14, 2004	-788	Firm change after gap	Other
OSAIC FS, INC.	INDEPENDENT ADVISERS GROUP CORP	Aug 17, 2004	Nov 13, 2002	-643	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC FS, INC.	Jul 10, 2002	Nov 1, 2002	114	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
305662:288792:CA:2022-02-28	Feb 28, 2022	Mar 4, 2022	SAN DIEGO, CA	Firm change

Relationships

Registered with (8)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Mar 4, 2022 to presentfactForm ADV
→ BENCHMARK ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Oct 11, 2019 to Feb 28, 2022factForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
May 30, 2017 to Sep 11, 2019factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Oct 14, 2004 to May 26, 2017factForm ADV
→ MAYER FINANCIAL SERVICES GROUP, LLCRegistered adviserregistration: previous registration
May 26, 2015 to Dec 31, 2015factForm ADV
→ INDEPENDENT ADVISERS GROUP CORPRegistered adviserregistration: previous registration
Nov 13, 2002 to Dec 11, 2006factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Nov 1, 2002 to Aug 17, 2004factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 18, 1999 to Jul 10, 2002factForm ADV

Dated events

Occurred
Feb 28, 2022
Advisor changed firm
Bradley Seth Mayer left Benchmark Advisory Services, Llc for Kingswood Wealth Advisors, Llc (registered 2022-03-04)
Form ADVobserved 4 days ago