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Advisor at RDA FINANCIAL NETWORK
COVINGTON, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RDA FINANCIAL NETWORK | Independent wealth | Sep 20, 2018 | n/a | yes | COVINGTON, LA | Current employment |
| OPEN SOURCE INVESTMENTS, LLC | Independent wealth | May 10, 2018 | Sep 14, 2018 | no | Covington, LA|MANDEVILLE, LA | Previous registration |
| USA FINANCIAL SECURITIES LLC | Independent wealth | Sep 9, 2015 | Oct 17, 2017 | no | Metairie, LA|Covington, LA|COVINGTON, LA|ADA, MI | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 25, 2011 | Sep 23, 2015 | no | COVINGTON, LA|METAIRIE, LA|COVINGTON, LA|COVINGTON, LA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Dec 5, 2003 | Jan 14, 2011 | no | COVINGTON, LA|COVINGTON, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPEN SOURCE INVESTMENTS, LLC | RDA FINANCIAL NETWORK | Sep 14, 2018 | Sep 20, 2018 | 6 | Firm change | RIA to RIA |
| USA FINANCIAL SECURITIES LLC | OPEN SOURCE INVESTMENTS, LLC | Oct 17, 2017 | May 10, 2018 | 205 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | USA FINANCIAL SECURITIES LLC | Sep 23, 2015 | Sep 9, 2015 | -14 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | MML INVESTORS SERVICES, LLC | Jan 14, 2011 | Aug 25, 2011 | 223 | Firm change | Other |