DFX Intelligence

J••••••• L••••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

J••••••• L••••••• C•••

Advisor at T•• A•••• M••••••••• L••

UPPER ARLINGTON, OH | Phoenix, AZ

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Search this name across graphsid dfx:ria:e0c2042a-bb5c-4a28-0473-3102de9d8446

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••• M••••••••• L••	Independent wealth	Mar 26, 2024	n/a	yes	Phoenix, AZ\|UPPER ARLINGTON, OH	Current employment
T•• A•••• M••••••••• L••	Independent wealth	Mar 25, 2020	Feb 13, 2023	no	Phoenix, AZ\|UPPER ARLINGTON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	T•• A•••• M••••••••• L••	Dec 31, 2022	Mar 25, 2020	-1,011	Firm change after gap	RIA to RIA
C•••••• S••••• • C••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Oct 29, 2015

Relationships

Registered with (5)

→ T•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 25, 2020 to Feb 13, 2023factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Nov 3, 2015 to Dec 31, 2022factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 21, 2015 to Oct 29, 2015factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0c2042a-bb5c-4a28-0473-3102de9d8446
First observed: Sep 14, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.