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Advisor at CASCIO WEALTH MANAGEMENT
SEA GIRT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CASCIO WEALTH MANAGEMENT | State registered | Nov 9, 2021 | n/a | yes | SEA GIRT, NJ | Current employment |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Sep 26, 2012 | Sep 27, 2021 | no | NEW BRUNSWICK, NJ|MORRISTOWN, NJ | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Apr 1, 2008 | Aug 10, 2012 | no | MELVILLE, NY | Previous registration |
| IFMG SECURITIES, INC. | n/a | Dec 5, 2006 | Mar 11, 2008 | no | ABERDEEN, NJ|KEYPORT, NJ|RED BANK, NJ|LITTLE SILVER, NJ|ABERDEEN, NJ|KEYPORT, NJ | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 4, 2006 | Dec 5, 2006 | no | CHICAGO, IL|METUCHEN, NJ | Previous registration |
| BNY INVESTMENT CENTER INC. | n/a | May 30, 2006 | Oct 4, 2006 | no | METUCHEN, NJ|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | CASCIO WEALTH MANAGEMENT | Sep 27, 2021 | Nov 9, 2021 | 43 | Firm change | Ibd to state RIA |
| CAPITAL ONE FINANCIAL ADVISORS LLC | PRIVATE ADVISOR GROUP, LLC | Aug 10, 2012 | Sep 26, 2012 | 47 | Firm change | Other |
| IFMG SECURITIES, INC. | CAPITAL ONE FINANCIAL ADVISORS LLC | Mar 11, 2008 | Apr 1, 2008 | 21 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | IFMG SECURITIES, INC. | Dec 5, 2006 | Dec 5, 2006 | 0 | Firm change | Other |
| BNY INVESTMENT CENTER INC. | CHASE INVESTMENT SERVICES CORP. | Oct 4, 2006 | Oct 4, 2006 | 0 | Firm change | Other |