DFX Intelligence

A•••••• D•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A•••••• D•••• A•••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Broadview Heights, OH

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Search this name across graphsid dfx:ria:e0c63057-ffbf-61af-97b2-f2bcb96de5f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 17, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 13, 2023	n/a	yes	Broadview Heights, OH	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 2, 2012	Apr 14, 2023	no	CLEVELAND, OH\|AKRON, OH\|AKRON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•••••• J•••• • A••••••••• I•••	Apr 14, 2023	Apr 13, 2023	-1	Firm change	Wirehouse to ibd
L••• K••• • C••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 22, 2011	Mar 2, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:705:OH:2023-04-14	Apr 14, 2023	Apr 13, 2023	AKRON, OH	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Apr 13, 2023 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 2, 2012 to Apr 14, 2023factForm ADV
→ L••• K••• • C••••••Registered adviserregistration: previous registration
Nov 2, 2011 to Nov 22, 2011factForm ADV

Dated events

Occurred
Apr 14, 2023
Advisor changed firm
A•••••• D•••• A••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2023-04-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0c63057-ffbf-61af-97b2-f2bcb96de5f2
First observed: Nov 2, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.