DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• F•••••••• S••••••••• L••
STUART, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• F•••••••• S••••••••• L•• | State registered | Jan 1, 2026 | n/a | yes | STUART, FL | Current employment |
| E••••• F•••••••• S••••••••• L•• | State registered | Feb 6, 2018 | Dec 31, 2020 | no | STUART, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••••• A••••••• | E••••• F•••••••• S••••••••• L•• | Dec 31, 2015 | Feb 6, 2018 | 768 | Firm change after gap | Ibd to state RIA |
| W•••• F•••• A••••••• | P•••••••• A••••••• | Oct 23, 2012 | Oct 17, 2014 |
| P•••••••• A••••••• | National bd RIA | Oct 17, 2014 | Dec 31, 2015 | no | LAKE WORTH, FL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Oct 12, 2012 | Oct 23, 2012 | no | STUART, FL|ORLANDO, FL | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Aug 13, 2009 | Mar 24, 2011 | no | BOCA RATON, FL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | May 24, 2007 | May 20, 2009 | no | JACKSONVILLE, FL | Previous registration |
| 724 |
| Firm change after gap |
| Wirehouse to ibd |
| V•••• F•••••••• A•••••••• I••• | W•••• F•••• A••••••• | Mar 24, 2011 | Oct 12, 2012 | 568 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | V•••• F•••••••• A•••••••• I••• | May 20, 2009 | Aug 13, 2009 | 85 | Firm change | Other |