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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Robert J DiPadua

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN | Naples, FL

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Search this name across graphsid dfx:ria:e0da4f5f-5630-6332-91c4-9f20c9048176

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 12, 2007
First registration: Jan 8, 2013
Dual registered: yes, broker-dealer
Other names: Bobby DiPadua|Robert Jude DiPadua
IAPD individual key: 5354941

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 7, 2024	n/a	yes	Naples, FL\|MINNEAPOLIS, MN	Current employment
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Aug 23, 2023	Jun 24, 2024	no	Coventry, RI\|Carpinteria, CA	Previous registration
PALLAS CAPITAL ADVISORS, LLC	Independent wealth	Jun 29, 2022	May 31, 2023	no	BRAINTREE, MA\|Newport, RI	Previous registration
OSAIC FA, INC.	Former SEC adviser	Mar 15, 2019	Dec 3, 2021	no	HARTFORD, CT\|RYE BROOK, NY\|RADNOR, PA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 8, 2013	Mar 15, 2019	no	NEEDHAM, MA\|WARWICK, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PLANMEMBER SECURITIES CORPORATION	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 24, 2024	Aug 7, 2024	44	Firm change	RIA to ibd
PALLAS CAPITAL ADVISORS, LLC	PLANMEMBER SECURITIES CORPORATION	May 31, 2023	Aug 23, 2023	84	Firm change	RIA to RIA
OSAIC FA, INC.	PALLAS CAPITAL ADVISORS, LLC	Dec 3, 2021	Jun 29, 2022	208	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	OSAIC FA, INC.	Mar 15, 2019	Mar 15, 2019	0	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Aug 7, 2024 to presentfactForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 23, 2023 to Jun 24, 2024factForm ADV
→ PALLAS CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 29, 2022 to May 31, 2023factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Mar 15, 2019 to Dec 3, 2021factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 8, 2013 to Mar 15, 2019factForm ADV

Dated events

Occurred
Jun 24, 2024
Advisor changed firm
Robert J Dipadua left Planmember Securities Corporation for Ameriprise Financial Services, Llc (registered 2024-08-07)
Form ADVobserved 6 days ago
Occurred
May 31, 2023
Advisor changed firm
Robert J Dipadua left Pallas Capital Advisors, Llc for Planmember Securities Corporation (registered 2023-08-23)
Form ADVobserved 6 days ago