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Advisor at PROSTATIS FINANCIAL ADVISORS GROUP
Hanover, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSTATIS FINANCIAL ADVISORS GROUP | Independent wealth | Jan 13, 2006 | n/a | yes | Hanover, MD | Current employment |
| PROSTATIS FINANCIAL ADVISORS GROUP | Independent wealth | Oct 12, 2004 | Dec 31, 2005 | no | GLEN BERNIE, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 3, 2003 | Oct 23, 2003 | no | ELLICOTT CITY, MD | Previous registration |
| ASSET & FINANCIAL PLANNING, LTD | Former SEC adviser | Mar 18, 2002 | Apr 4, 2014 | no | GLEN BURNIE, MD | Previous registration |
| GILMAN + CIOCIA, INC. | n/a | Jan 21, 2000 | Nov 14, 2003 | no | POUGHKEEPSIE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASSET & FINANCIAL PLANNING, LTD | LPL FINANCIAL LLC | Apr 4, 2014 | Oct 3, 2003 | -3,836 | Firm change after gap | Other |
| GILMAN + CIOCIA, INC. | ASSET & FINANCIAL PLANNING, LTD | Nov 14, 2003 | Mar 18, 2002 | -606 | Firm change after gap | Other |
| LPL FINANCIAL LLC | PROSTATIS FINANCIAL ADVISORS GROUP | Oct 23, 2003 | Oct 12, 2004 | 355 | Firm change | Other |