RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••••• C••••
- P•••••••• F•••••••• A••••••• G•••• independent RIA currentsince Jan 13, 2006 · Hanover, Md
- P•••••••• F•••••••• A••••••• G•••• independent RIAOct 12, 2004 to Dec 31, 2005 · Glen Bernie, Md
- L•• F•••••••• L•• BD affiliatedOct 3, 2003 to Oct 23, 2003 · Ellicott City, Md
- A•••• • F•••••••• P•••••••• L•• formerMar 18, 2002 to Apr 4, 2014 · Glen Burnie, Md
- G••••• • C•••••• I••• unclassifiedJan 21, 2000 to Nov 14, 2003 · Poughkeepsie, Ny
- A•••• • F•••••••• P•••••••• L•• to L•• F•••••••• L••left Apr 4, 2014, registered Oct 3, 2003 (-3836 days) · Other
- G••••• • C•••••• I••• to A•••• • F•••••••• P•••••••• L••left Nov 14, 2003, registered Mar 18, 2002 (-606 days) · Other
- L•• F•••••••• L•• to P•••••••• F•••••••• A••••••• G••••left Oct 23, 2003, registered Oct 12, 2004 (355 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address