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M•••••• D•••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

M•••••• D•••• H••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Mt Holly, NC | Corneilius, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0e13d12-c4c9-9e99-df35-fdef58f3ff4c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 1, 2019	n/a	yes	Mt Holly, NC\|Corneilius, NC	Current employment
N••••••••• S••••••••• L••	No RAUM reported	Oct 28, 2013	Aug 1, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• S••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Aug 1, 2019	Aug 1, 2019	0	Firm change	Other
V••••• C•••••• • M•••••••••	N••••••••• S••••••••• L••	Aug 14, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11173:134139:NC:2019-07-31	Aug 1, 2019	Aug 1, 2019	MOUNT HOLLY, NC	Firm change

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 1, 2019 to presentfactForm ADV
→ N••••••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 28, 2013 to Aug 1, 2019factForm ADV
→ V••••• C•••••• • M•••••••••Registered adviserregistration: previous registration
Jun 18, 2013 to Aug 14, 2013factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0e13d12-c4c9-9e99-df35-fdef58f3ff4c
First observed: Jun 7, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.