DFX Intelligence

C•••••• E•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C•••••• E•••• H••••••

Advisor at W•••••• W••••• M••••••••• L••

GOLDEN, CO

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Search this name across graphsid dfx:ria:e0edcb15-8e65-fa65-4262-f5f4044ae2b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 10, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W••••• M••••••••• L••	Independent wealth	Nov 20, 2025	n/a	yes	GOLDEN, CO	Current employment
G•• W••••• S••••••••• G••••• L••	Former SEC adviser	Jan 13, 2023	Nov 26, 2025	no	Centennial, CO\|CENTENNIAL, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• W••••• S••••••••• G••••• L••	W•••••• W••••• M••••••••• L••	Nov 26, 2025	Nov 20, 2025	-6	Firm change	RIA to RIA
E••••• J••••	G•• W••••• S••••••••• G••••• L••	Jan 19, 2023	Jan 13, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
285507:283545:CO:2025-11-19	Nov 26, 2025	Nov 20, 2025	CENTENNIAL, CO	Firm change

Relationships

Registered with (3)

→ W•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 20, 2025 to presentfactForm ADV
→ G•• W••••• S••••••••• G••••• L••Registered adviserregistration: previous registration
Jan 13, 2023 to Nov 26, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 10, 2017 to Jan 19, 2023factForm ADV

Dated events

Occurred
Nov 26, 2025
Advisor changed firm
C•••••• E•••• H•••••• left G•• W••••• S••••••••• G••••• L•• for W•••••• W••••• M••••••••• L•• (registered 2025-11-20)
Form ADVobserved 7 days ago
Occurred
Jan 19, 2023
Advisor changed firm
C•••••• E•••• H•••••• left E••••• J•••• for G•• W••••• S••••••••• G••••• L•• (registered 2023-01-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0edcb15-8e65-fa65-4262-f5f4044ae2b8
First observed: Aug 10, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.