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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

David Anthony Tisza

Advisor at ASSETMARK, INC.

CONCORD, CA | Chicago, IL

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Search this name across graphsid dfx:ria:e0fc88a3-9e6a-80ca-057d-e85092ed8184

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSETMARK, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Apr 12, 2002
First registration: Jun 20, 2002
Dual registered: yes, broker-dealer
Other names: DAVID ANTHONY TISZA|David Tisza
IAPD individual key: 4202847

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSETMARK, INC.	Bd affiliated wealth	Apr 30, 2026	n/a	yes	Chicago, IL\|CONCORD, CA	Current employment
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Mar 14, 2014	Jan 2, 2019	no	ROSCOE, IL\|FOLSOM, CA	Previous registration
AW SECURITIES	Former SEC adviser	Jun 11, 2008	Jan 2, 2019	no	FOLSOM, CA\|FOLSOM, CA\|AURORA, IL\|ROSCOE, IL\|OAK BROOK, IL\|FOLSOM, CA\|FOLSOM, CA\|OAK BROOK, IL	Previous registration
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Aug 17, 2006	Jul 2, 2012	no	OAK BROOK, IL\|FOLSOM, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jun 20, 2002	May 23, 2003	no	NAPERVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AW SECURITIES	ALLWORTH FINANCIAL, L.P.	Jan 2, 2019	Mar 14, 2014	-1,755	Firm change after gap	Other
ALLWORTH FINANCIAL, L.P.	ASSETMARK, INC.	Jan 2, 2019	Apr 30, 2026	2,675	Firm change after gap	RIA to ibd
ALLWORTH FINANCIAL, L.P.	AW SECURITIES	Jul 2, 2012	Jun 11, 2008	-1,482	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	ALLWORTH FINANCIAL, L.P.	May 23, 2003	Aug 17, 2006	1,182	Firm change after gap	Other

Relationships

Registered with (4)

→ ASSETMARK, INC.Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ AW SECURITIESRegistered adviserregistration: previous registration
Jun 11, 2008 to Jan 2, 2019factForm ADV
→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: previous registration
Mar 14, 2014 to Jan 2, 2019factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jun 20, 2002 to May 23, 2003factForm ADV

Dated events

No dated event names this entity yet.