DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Anthony Tisza
Feed of 09/15/2026
Also filed as David Anthony Tisza
At current firm
0 y
since Apr 30, 2026
In the industry
24 y
since Apr 12, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Assetmark, Inc. BD affiliated currentsince Apr 30, 2026 · Chicago, Il
- Allworth Financial, L.P. BD affiliatedMar 14, 2014 to Jan 2, 2019 · Roscoe, Il
- Aw Securities formerJun 11, 2008 to Jan 2, 2019 · Folsom, Ca
- Allworth Financial, L.P. BD affiliatedAug 17, 2006 to Jul 2, 2012 · Oak Brook, Il
- A. G. Edwards & Sons, Inc. unclassifiedJun 20, 2002 to May 23, 2003 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- Aw Securities to Allworth Financial, L.P.left Jan 2, 2019, registered Mar 14, 2014 (-1755 days) · Other
- Allworth Financial, L.P. to Assetmark, Inc.left Jan 2, 2019, registered Apr 30, 2026 (2675 days) · RIA to affiliated broker-dealer or bank
- Allworth Financial, L.P. to Aw Securitiesleft Jul 2, 2012, registered Jun 11, 2008 (-1482 days) · Other
- A. G. Edwards & Sons, Inc. to Allworth Financial, L.P.left May 23, 2003, registered Aug 17, 2006 (1182 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address