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RIA / WealthAdvisorCertified Financial Planner22 years in industry

BRANDON SCOTT FALBE

Advisor at FORVIS MAZARS WEALTH ADVISORS, LLC

SPRINGFIELD, MO | Indianapolis, IN | Jacksonville, FL | Orlando, FL | Tampa, FL

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Search this name across graphsid dfx:ria:e110006e-d2f6-7fd6-7e16-6d5d4032fb02

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 2, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FORVIS MAZARS WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 30, 2004
First registration: Aug 2, 2004
Dual registered: no
IAPD individual key: 4811024

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FORVIS MAZARS WEALTH ADVISORS, LLC	Independent wealth	Nov 7, 2012	n/a	yes	Orlando, FL\|SPRINGFIELD, MO\|Jacksonville, FL\|Tampa, FL\|Indianapolis, IN	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 3, 2009	May 15, 2012	no	Indianapolis, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 27, 2006	May 12, 2009	no	PLAINFIELD, IN\|AVON, IN\|PLAINFIELD, IN	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 2, 2004	Jan 18, 2006	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	FORVIS MAZARS WEALTH ADVISORS, LLC	May 15, 2012	Nov 7, 2012	176	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	May 12, 2009	Jun 3, 2009	22	Firm change	Other
MORGAN STANLEY DW INC.	CHASE INVESTMENT SERVICES CORP.	Jan 18, 2006	Jan 27, 2006	9	Firm change	Other

Relationships

Registered with (4)

→ FORVIS MAZARS WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Nov 7, 2012 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jun 3, 2009 to May 15, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 27, 2006 to May 12, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 2, 2004 to Jan 18, 2006factForm ADV

Dated events

No dated event names this entity yet.