RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• S•••• F••••
- F••••• M••••• W••••• A•••••••• L•• independent RIA currentsince Nov 7, 2012 · Orlando, Fl
- J••• M••••• S••••••••• L•• wirehouseJun 3, 2009 to May 15, 2012 · Indianapolis, In
- C•••• I••••••••• S••••••• C•••• formerJan 27, 2006 to May 12, 2009 · Plainfield, In
- M••••• S•••••• D• I••• unclassifiedAug 2, 2004 to Jan 18, 2006 · Indianapolis, In
- J••• M••••• S••••••••• L•• to F••••• M••••• W••••• A•••••••• L••left May 15, 2012, registered Nov 7, 2012 (176 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left May 12, 2009, registered Jun 3, 2009 (22 days) · Other
- M••••• S•••••• D• I••• to C•••• I••••••••• S••••••• C••••left Jan 18, 2006, registered Jan 27, 2006 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address