J•••• L• P••••

Advisor at F••••• I•••••••••

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 0
Observed: Nov 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Jun 29, 2026	n/a	yes	PLANO, TX	Current employment
T• R••• P•••• A••••••• S•••••••• I•••	Bd affiliated wealth	Mar 11, 2024	May 21, 2026	no	Colorado Springs, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• R••• P•••• A••••••• S•••••••• I•••	F••••• I•••••••••	May 21, 2026	Jun 29, 2026	39	Firm change	Ibd to RIA
F•••••• I••••••••• M••••••••• I•••	T• R••• P•••• A••••••• S•••••••• I•••	Jan 31, 2024	Mar 11, 2024

Relationships

Registered with (9)

→ F••••• I•••••••••Registered adviserregistration: previous registration
Apr 21, 2020 to Jul 20, 2020factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 11, 2024 to May 21, 2026factForm ADV
→ F•••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 11, 2023 to Jan 31, 2024factForm ADV
→ I• F•••••••• A••••••• S••••••• L••

Dated events

Order

Occurred
21 May 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
31 Jan 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
18 Jan 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
18 Dec 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
5 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 17, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 12 rows

Firm	Class	Began	Ended	Current	Branch	Basis
1•• G••••• A••••••• I••	Former SEC adviser	Oct 1, 2018	Oct 11, 2018	no	COLORADO SPRINGS, CO	Previous registration
T• R••• P•••• A••••••• S•••••••• I•••	Bd affiliated wealth	Nov 17, 2014	Mar 27, 2018	no	COLORADO SPRINGS, CO	Previous registration

All 11 rows

From	To	Left	Joined	Gap, days	Kind	Move type
T• R••• P•••• A••••••• S•••••••• I•••	1•• G••••• A••••••• I••	Mar 27, 2018	Oct 1, 2018	188	Firm change	RIA to ibd