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Advisor at GALLAGHER FIDUCIARY ADVISORS, LLC
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS, LLC | Institutional manager | Jul 29, 2025 | n/a | yes | Dallas, TX | Current employment |
| FISHER\SMB | Institutional manager | Jul 3, 2024 | Jul 18, 2025 | no | CARROLLTON, TX | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Oct 9, 2020 | Jul 3, 2024 | no | PLANO, TX|PLANO, TX | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 23, 2019 | Sep 10, 2020 | no | Southlake, TX | Previous registration |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Nov 2, 2011 | Apr 25, 2016 | no | RALEIGH, NC | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Apr 16, 2010 | Oct 17, 2011 | no | SAN DIEGO, CA|CARY, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER\SMB | GALLAGHER FIDUCIARY ADVISORS, LLC | Jul 18, 2025 | Jul 29, 2025 | 11 | Firm change | Other |
| FISHER INVESTMENTS | FISHER\SMB | Jul 3, 2024 | Jul 3, 2024 | 0 | Bulk transfer | RIA to new firm |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | FISHER INVESTMENTS | Sep 10, 2020 | Oct 9, 2020 | 29 | Firm change | Ibd to RIA |
| FIRST CITIZENS INVESTOR SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Apr 25, 2016 | May 23, 2019 | 1,123 | Firm change after gap | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST CITIZENS INVESTOR SERVICES, INC. | Oct 17, 2011 | Nov 2, 2011 | 16 | Firm change | Other |