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G•••••• W• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

G•••••• W• M•••••

Advisor at L•••

LOS ANGELES, CA | New York, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:e11ed18f-49b5-2e4b-cee2-9a06416bcc74

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 9, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•• L••• W•••••• L••	Bank affiliated wealth	Jul 11, 2024	n/a	yes	NEW YORK, NY\|New York, NY	Current employment
L•••	Independent wealth	May 14, 2024	n/a	yes	New York, NY\|LOS ANGELES, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• A•••••••• L••	L•••	Dec 1, 2023	May 14, 2024	165	Firm change	Other
A•••• W••••• A•••••••• L••	M••••••••• A•••••••• L••	Jun 29, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145488:324239:NY:2023-06-29	Jun 29, 2023	Jun 23, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ I•• L••• W•••••• L••Registered adviserregistration: current employment
Jul 11, 2024 to presentfactForm ADV
→ L•••Registered adviserregistration: current employment
May 14, 2024 to presentfactForm ADV
→ M••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 23, 2023 to Dec 1, 2023factForm ADV
→ A•••• W••••• A•••••••• L••

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
G•••••• W• M••••• left M••••••••• A•••••••• L•• for Lido (registered 2024-05-14)
Form ADVobserved 7 days ago
Occurred
Jun 29, 2023
Advisor changed firm
G•••••• W• M••••• left A•••• W••••• A•••••••• L•• for M••••••••• A•••••••• L•• (registered 2023-06-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e11ed18f-49b5-2e4b-cee2-9a06416bcc74
First observed: Jun 9, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.