RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• W• M•••••
- I•• L••• W•••••• L•• bank affiliated currentsince Jul 11, 2024 · New York, Ny
- L••• independent RIA currentsince May 14, 2024 · New York, Ny
- M••••••••• A•••••••• L•• independent RIAJun 23, 2023 to Dec 1, 2023 · New York, Ny
- A•••• W••••• A•••••••• L•• BD affiliatedJun 9, 2022 to Jun 29, 2023 · New York, Ny
- M••••••••• A•••••••• L•• to L•••left Dec 1, 2023, registered May 14, 2024 (165 days) · Other
- A•••• W••••• A•••••••• L•• to M••••••••• A•••••••• L••left Jun 29, 2023, registered Jun 23, 2023 (-6 days) · Other · moved with a team
- G•••••• W• M••••• left M••••••••• A•••••••• L•• for Lido (registered 2024-05-14)Dec 1, 2023 · Advisor changed firm · fact
- G•••••• W• M••••• left A•••• W••••• A•••••••• L•• for M••••••••• A•••••••• L•• (registered 2023-06-23)Jun 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address