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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

Eugene Gershman

Advisor at CITIGROUP GLOBAL MARKETS INC.

Freehold, NJ | New York, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 31, 2012
First registration: Aug 1, 2012
Dual registered: yes, broker-dealer
Other names: EUGENE GERSMAN|Yevgeniy Gershman|Eugene Gershman
IAPD individual key: 4797727

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 26, 2022	n/a	yes	New York, NY\|Freehold, NJ	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Mar 1, 2021	Jan 26, 2022	no	Princeton, NJ	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 10, 2015	Nov 13, 2020	no	NEW YORK, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 1, 2012	Aug 4, 2015	no	FOREST HILLS, NY\|GREAT NECK, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 1, 2012	Aug 4, 2015	no	Forest Hills, NY\|Manhasset, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	CITIGROUP GLOBAL MARKETS INC.	Jan 26, 2022	Oct 26, 2022	273	Firm change	Other
ADVICE AND PLANNING SERVICES	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Nov 13, 2020	Mar 1, 2021	108	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	ADVICE AND PLANNING SERVICES	Aug 4, 2015	Aug 10, 2015	6	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 4, 2015	Aug 1, 2012	-1,098	Channel change	Other

Relationships

Registered with (5)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: current employment
Oct 26, 2022 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Mar 1, 2021 to Jan 26, 2022factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 10, 2015 to Nov 13, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 1, 2012 to Aug 4, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 1, 2012 to Aug 4, 2015factForm ADV

Dated events

Occurred
Jan 26, 2022
Advisor changed firm
Eugene Gershman left Northwestern Mutual Investment Services,Llc for Citigroup Global Markets Inc. (registered 2022-10-26)
Form ADVobserved 5 days ago