DFX Intelligence

E••••• A• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist26 years in industry

E••••• A• D••••••

Advisor at B•••••• F••••• • S•••••• I••

HARTFORD, CT

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Search this name across graphsid dfx:ria:e12f2f7a-39d3-4ffe-cfb4-c92922bbd25e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F••••• • S•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F••••• • S•••••• I••	Independent wealth	Nov 8, 2022	n/a	yes	HARTFORD, CT	Current employment
P••••••• U••••• A•••••••• I•••	Former SEC adviser	Apr 5, 2018	Mar 11, 2022	no	Litchfield, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• U••••• A•••••••• I•••	B•••••• F••••• • S•••••• I••	Mar 11, 2022	Nov 8, 2022	242	Firm change	RIA to RIA
P••••••• S••••••••• I•••	P••••••• U••••• A•••••••• I•••	Mar 31, 2020	Apr 5, 2018

Relationships

Registered with (3)

→ B•••••• F••••• • S•••••• I••Registered adviserregistration: current employment
Nov 8, 2022 to presentfactForm ADV
→ P••••••• U••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2018 to Mar 11, 2022factForm ADV
→ P••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 12, 2006 to Mar 31, 2020factForm ADV

Dated events

Occurred
Mar 11, 2022
Advisor changed firm
E••••• A• D•••••• left P••••••• U••••• A•••••••• I••• for B•••••• F••••• • S•••••• I•• (registered 2022-11-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e12f2f7a-39d3-4ffe-cfb4-c92922bbd25e
First observed: Jun 12, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.