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RIA / WealthAdvisor20 years in industry

DAVID J FENNELL

Advisor at RFG ADVISORY, LLC

Vancouver, WA | VESTAVIA HILLS, AL

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Search this name across graphsid dfx:ria:e140ea5f-a5f1-dce5-c09b-a02b9d14f010

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RFG ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jan 19, 2006
First registration: May 21, 2008
Dual registered: no
Other names: Dave Fennell
IAPD individual key: 5068948

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RFG ADVISORY, LLC	Independent wealth	Oct 7, 2025	n/a	yes	VESTAVIA HILLS, AL\|Vancouver, WA	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	Nov 4, 2025	no	VANCOUVER, WA\|VANCOUVER, WA\|PORTLAND, OR	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Jan 23, 2014	Nov 30, 2016	no	OVERLAND PARK, KS\|Vancouver, WA	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	May 21, 2008	Feb 18, 2014	no	LYNNWOOD, WA\|FEDERAL WAY, WA\|LYNNWOOD, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	RFG ADVISORY, LLC	Nov 4, 2025	Oct 7, 2025	-28	Firm change	RIA to RIA
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Feb 18, 2014	Jan 23, 2014	-26	Firm change	Other

Relationships

Registered with (4)

→ RFG ADVISORY, LLCRegistered adviserregistration: current employment
Oct 7, 2025 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 30, 2016 to Nov 4, 2025factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Jan 23, 2014 to Nov 30, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
May 21, 2008 to Feb 18, 2014factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
David J Fennell left Edelman Financial Engines for Rfg Advisory, Llc (registered 2025-10-07)
Form ADVobserved 6 days ago