DFX Intelligence

K•••• A•••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

K•••• A•••• F•••••••

Advisor at B••••• P••••• A•••••••• L••

DALLAS, TX | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:e1410e05-7a3a-3dad-d078-8c07c3ad3b2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jul 29, 2022	n/a	yes	NEWPORT BEACH, CA\|DALLAS, TX	Current employment
B•••••••• P•••••• W••••• M••••••••• L••	Former SEC adviser	Jan 21, 2021	Jul 25, 2022	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• P•••••• W••••• M••••••••• L••	B••••• P••••• A•••••••• L••	Jul 25, 2022	Jul 29, 2022	4	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	B•••••••• P•••••• W••••• M••••••••• L••	Jan 26, 2021	Jan 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
170525:119290:TX:2022-07-25	Jul 25, 2022	Jul 29, 2022	DALLAS, TX	Firm change
149018:170525:TX:2021-01-26	Jan 26, 2021	Jan 21, 2021	WACO, TX	Firm change
11025:149018:TX:2015-10-19	Oct 19, 2015	Oct 14, 2015	WACO, TX	Firm change

Relationships

Registered with (5)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jul 29, 2022 to presentfactForm ADV
→ B•••••••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 21, 2021 to Jul 25, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 14, 2015 to Jan 26, 2021factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jul 25, 2022
Advisor changed firm
K•••• A•••• F••••••• left B•••••••• P•••••• W••••• M••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2022-07-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1410e05-7a3a-3dad-d078-8c07c3ad3b2d
First observed: Jul 5, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.