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Advisor at CAPACUITY LLC
LAKE MARY, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPACUITY LLC | Other adviser | Oct 8, 2018 | n/a | yes | LAKE MARY, FL | Current employment |
| THE NEWPORT GROUP OF NORTH CAROLINA, INC. | n/a | Dec 2, 2003 | Aug 16, 2006 | no | HEATHROW, FL | Previous registration |
| NEWPORT GROUP SECURITIES, INC. | Former SEC adviser | Feb 14, 2002 | May 25, 2017 | no | LAKE MARY, FL|Lake Mary, FL|LAKE MARY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWPORT GROUP SECURITIES, INC. | THE NEWPORT GROUP OF NORTH CAROLINA, INC. | May 25, 2017 | Dec 2, 2003 | -4,923 | Firm change after gap | Other |
| THE NEWPORT GROUP OF NORTH CAROLINA, INC. | CAPACUITY LLC | Aug 16, 2006 | Oct 8, 2018 | 4,436 | Firm change after gap | Other |