RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• A•••• M•••••
- C•••••••• L•• other currentsince Oct 8, 2018 · Lake Mary, Fl
- T•• N•••••• G•••• O• N•••• C•••••••• I••• unclassifiedDec 2, 2003 to Aug 16, 2006 · Heathrow, Fl
- N•••••• G•••• S••••••••• I••• formerFeb 14, 2002 to May 25, 2017 · Lake Mary, Fl
- N•••••• G•••• S••••••••• I••• to T•• N•••••• G•••• O• N•••• C•••••••• I•••left May 25, 2017, registered Dec 2, 2003 (-4923 days) · Other
- T•• N•••••• G•••• O• N•••• C•••••••• I••• to C•••••••• L••left Aug 16, 2006, registered Oct 8, 2018 (4436 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address