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Advisor at MORGAN STANLEY
Houston, TX | The Woodlands, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jan 22, 2021 | n/a | yes | Houston, TX|The Woodlands, TX | Current employment |
| VECTORGLOBAL IAG, INC. | Former SEC adviser | Aug 13, 2012 | Jan 27, 2021 | no | MIAMI, FL | Previous registration |
| VECTORGLOBAL IAG, INC. | Former SEC adviser | May 18, 2012 | Dec 31, 2014 | no | MIAMI, FL|THE WOODLANDS, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 23, 2011 | Jun 22, 2011 | no | HOUSTON, TX | Previous registration |
| ALTERNA WEALTH MANAGEMENT, INC. | Independent wealth | Oct 1, 2009 | Jun 2, 2011 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VECTORGLOBAL IAG, INC. | MORGAN STANLEY | Jan 27, 2021 | Jan 22, 2021 | -5 | Firm change | RIA to wirehouse |
| UBS FINANCIAL SERVICES INC. | VECTORGLOBAL IAG, INC. | Jun 22, 2011 | May 18, 2012 | 331 | Firm change | Other |
| ALTERNA WEALTH MANAGEMENT, INC. | UBS FINANCIAL SERVICES INC. | Jun 2, 2011 | May 23, 2011 | -10 | Firm change | Other |