DFX Intelligence

Data Factory

D•• R• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D•• R• K••••••

Advisor at S•• B•••••• F•••••••• S•••••••• I•••

Rogers, AR | RUSSELLVILLE, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e150d542-832a-f9e8-8cd7-5f6eaec9f4c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 20, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• B•••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 10, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• B•••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Jan 1, 2025	n/a	yes	RUSSELLVILLE, AR\|RUSSELLVILLE, AR\|Rogers, AR	Current employment
A••••• W••••• M•••••••••	Independent wealth	Jul 20, 1999	Jan 14, 2013	no	ROGERS, AR\|ROGERS, AR\|Bella Vista, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M•••••••••	S•• B•••••• F•••••••• S•••••••• I•••	Jan 14, 2013	Jan 1, 2025	4,370	Firm change after gap	Other

Relationships

Registered with (2)

→ S•• B•••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 20, 1999 to Jan 14, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e150d542-832a-f9e8-8cd7-5f6eaec9f4c9
First observed: Jul 20, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.