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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LCM CAPITAL MANAGEMENT INC

CRD 111074

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e151c4fc-48dd-b1e8-1f1b-6abfd20f6b7d

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Apr 22, 2026
52 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $403MItem 5.F on the latest filing (2026-04-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $388M
Private client RAUM: $353MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $50.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 982
Individual clients: 262
High net worth clients: 193
Custody, client assets: $110M
SEC number: 801-67893
CRD: 111074
Filings on the tape: 52
First filed: Mar 26, 2012
Latest filed: Apr 22, 2026
Organised: Corporation, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GARY MICHAEL WOZNY	n/a	CHICAGO, IL	25	38	1	no
JOHN MICHAEL NOWICKI	n/a	CHICAGO, IL	25	38	1	no
GRANT ANDREW FEURER	n/a	CHICAGO, IL	20	22	n/a	no
STEPHEN GERARD ROYCE	n/a	CHICAGO, IL	19	19	n/a	no
DEREK L FRALEY	n/a	CHICAGO, IL	15	16	n/a	no
WILLIAM BRENNAN	n/a	CHICAGO, IL	9	10	n/a	no
Logan Mark John Guess	n/a	CHICAGO, IL	5	10	n/a	no
STEPHANIE GAYLE CROSBY	n/a	CHICAGO, IL	3	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NOWICKI, JOHN, MICHAEL	PRESIDENT - CHIEF COMPLIANCE OFFICER	C	yes	09/2002	Mar 26, 2012	Nov 26, 2024
WOZNY, GARY, MICHAEL	CHAIRMAN - CEO	C	yes	09/2002	Mar 26, 2012	Nov 26, 2024
WOZNY, ALBENA	MINORITY OWNER	A	no	02/2006	Mar 26, 2012	Nov 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 22, 2026	$403M	$388M	8	8	0	n/a	n/a
2024	Apr 24, 2025	$365M	$352M	9	9	0	n/a	n/a
2023	Apr 26, 2023	$270M	$254M	9	9	0	n/a	n/a
2022	Apr 22, 2022	$284M	$266M	8	8	0	n/a	n/a
2021	Apr 30, 2021	$263M	$244M	7	7	0	n/a	n/a
2020	Apr 30, 2020	$227M	$207M	8	8	0	n/a	n/a
2019	May 1, 2019	$205M	$181M	8	8	0	n/a	n/a
2018	Apr 30, 2018	$203M	$184M	10	10	1	n/a	n/a
2017	Apr 25, 2017	$169M	$153M	12	12	n/a	n/a	n/a
2016	Apr 28, 2016	$157M	$131M	13	13	n/a	n/a	n/a
2015	Apr 21, 2015	$138M	$110M	12	12	n/a	n/a	n/a
2014	Apr 29, 2014	$197M	$96.5M	8	8	n/a	n/a	n/a
2013	Apr 25, 2013	$171M	$83.0M	7	2	n/a	n/a	n/a
2012	Mar 26, 2012	$107M	$66.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$403M	$365M	10.3%	$284M	12.3%	8	9	0	0

Relationships

Registered with (12)

← STEPHANIE GAYLE CROSBYAdvisorregistration: current employment
Nov 21, 2022 to presentfactForm ADV
← Logan Mark John GuessAdvisorregistration: current employment
Jul 20, 2021 to presentfactForm ADV
← WILLIAM BRENNANAdvisorregistration: current employment
Jan 3, 2017 to presentfactForm ADV
← DEREK L FRALEYAdvisorregistration: current employment
Dec 23, 2010 to presentfactForm ADV
← STEPHEN GERARD ROYCEAdvisorregistration: current employment
Aug 15, 2007 to presentfactForm ADV
← GRANT ANDREW FEURERAdvisorregistration: current employment
Jul 7, 2006 to presentfactForm ADV
← JOHN MICHAEL NOWICKIAdvisorregistration: current employment
May 1, 2001 to presentfactForm ADV
← GARY MICHAEL WOZNYAdvisorregistration: current employment
Apr 23, 2001 to presentfactForm ADV
← MAZIN AHMED QURESHIAdvisorregistration: previous registration
Jan 3, 2014 to May 12, 2020factForm ADV
← BRADLEY HOWARD ROSLEYAdvisorregistration: previous registration
Mar 24, 1998 to Feb 8, 2019factForm ADV
← Jeffrey Nicholas GuzziAdvisorregistration: previous registration
Sep 20, 2016 to Mar 2, 2017factForm ADV
← MICHAEL ROBERT GRADYAdvisorregistration: previous registration
Sep 17, 2001 to Oct 28, 2002factForm ADV

Controls (2)

← NOWICKI, JOHN, MICHAELOwnerPRESIDENT - CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 26, 2012 to Nov 26, 2024factForm ADV
← WOZNY, GARY, MICHAELOwnerCHAIRMAN - CEO, ownership code C, individual
Mar 26, 2012 to Nov 26, 2024factForm ADV

Owns (1)

← WOZNY, ALBENAOwnerMINORITY OWNER, ownership code A, individual
Mar 26, 2012 to Nov 26, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e151c4fc-48dd-b1e8-1f1b-6abfd20f6b7d
First observed: Mar 26, 2012
Last observed: Apr 22, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LCM CAPITAL MANAGEMENT INC

CRD 111074

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e151c4fc-48dd-b1e8-1f1b-6abfd20f6b7d

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GARY MICHAEL WOZNY

n/a

CHICAGO, IL

JOHN MICHAEL NOWICKI

n/a

CHICAGO, IL

GRANT ANDREW FEURER

n/a

CHICAGO, IL

n/a

STEPHEN GERARD ROYCE

n/a

CHICAGO, IL

n/a

DEREK L FRALEY

n/a

CHICAGO, IL

n/a

WILLIAM BRENNAN

n/a

CHICAGO, IL

n/a

Logan Mark John Guess

n/a

CHICAGO, IL

n/a

STEPHANIE GAYLE CROSBY

n/a

CHICAGO, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NOWICKI, JOHN, MICHAEL

PRESIDENT - CHIEF COMPLIANCE OFFICER

yes

09/2002

Mar 26, 2012

Nov 26, 2024

WOZNY, GARY, MICHAEL

CHAIRMAN - CEO

yes

09/2002

Mar 26, 2012

Nov 26, 2024

WOZNY, ALBENA

MINORITY OWNER

02/2006

Mar 26, 2012

Nov 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 22, 2026

$403M

$388M

n/a

2024

Apr 24, 2025

$365M

$352M

n/a

2023

Apr 26, 2023

$270M

$254M

n/a

2022

Apr 22, 2022

$284M

$266M

n/a

2021

Apr 30, 2021

$263M

$244M

n/a

2020

Apr 30, 2020

$227M

$207M

n/a

2019

May 1, 2019

$205M

$181M

n/a

2018

Apr 30, 2018

$203M

$184M

n/a

2017

Apr 25, 2017

$169M

$153M

n/a

2016

Apr 28, 2016

$157M

$131M

n/a

2015

Apr 21, 2015

$138M

$110M

n/a

2014

Apr 29, 2014

$197M

$96.5M

n/a

2013

Apr 25, 2013

$171M

$83.0M

n/a

2012

Mar 26, 2012

$107M

$66.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$403M

$365M

10.3%

$284M

12.3%