DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L•• C•••••• M••••••••• I••
Latest filing Apr 22, 2026
First filing on the tape Mar 26, 2012 · 52 filings
SEC status approved since May 23, 2007
RAUM
$403M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
88%
$353M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$50.4M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$403M as of Apr 22, 2026
Mar 26, 2012$107M then
HNW client RAUM$284M as of Apr 22, 2026
Apr 30, 2018$147M then
State-registered IARs (5.B.3)8 as of Apr 22, 2026
Apr 25, 20136 then
Employees (5.A)8 as of Apr 22, 2026
Apr 25, 20137 then
Private funds: no history
RAUM +10% over the last fiscal year+12% a year over threeIARs 9 to 8
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $50.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $410,385derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- -11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $385MreportedItem 5.I
- Custody
- $110M, 155 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$284M70%
- Individuals$69.1M17%
- Pension and profit-sharing plans$49.0M12%
- Corporations and businesses$1.2M0.3%
- Individual clients
- 262reported
- HNW clients
- 193reported
- Pension plan clients
- 14reported
- Charitable clients
- 0reported
- Accounts
- 982reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $110M for 155 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• M•••••• W•••• | C••••••, Il | Apr 23, 2001 | 38 y | 1 |
| J••• M•••••• N•••••• | C••••••, Il | May 1, 2001 | 38 y | 1 |
| G•••• A••••• F••••• | C••••••, Il | Jul 7, 2006 | 22 y | 0 |
| S•••••• G••••• R•••• | C••••••, Il | Aug 15, 2007 | 19 y | 0 |
| D•••• L• F••••• | C••••••, Il | Dec 23, 2010 | 16 y | 0 |
| W•••••• B•••••• | C••••••, Il | Jan 3, 2017 | 10 y | 0 |
| L•••• M••• J••• G•••• | C••••••, Il | Jul 20, 2021 | 10 y | 0 |
| S•••••••• G•••• C••••• | C••••••, Il | Nov 21, 2022 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••• A•••• Q•••••• to E•••••• F•••••••• E••••••May 12, 2020 · RIA to RIA
- B•••••• H••••• R••••• to F•••••• F•••••••• G••••• I•••Feb 8, 2019 · RIA to RIA
- J•••••• N••••••• G•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 2, 2017 · Other
- M•••••• R••••• G•••• to C•••••• C•••••• M••••••••• A•••••••• L••Oct 28, 2002 · Other
Joined, latest
- M•••••• R••••• G•••• from L•••••• S•• I••••••••• A•••••••• L•••••Sep 17, 2001 · Other
- B•••••• H••••• R••••• from F•••••• F•••••••• G••••• I•••Mar 24, 1998 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N••••••• J•••• M•••••• · President - Chief Compliance Officercontrolsince 09/2002 · owns 25% to 50%
- W••••• G•••• M•••••• · Chairman - Ceocontrolsince 09/2002 · owns 25% to 50%
- W••••• A••••• · Minority Ownersince 02/2006 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| C••••••, Il · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 932 to 982Mar 2, 2026 to Apr 22, 2026
- Corporate clients · 3 to 4Mar 2, 2026 to Apr 22, 2026
- HNW clients · 191 to 193Mar 2, 2026 to Apr 22, 2026
- Individual clients · 249 to 262Mar 2, 2026 to Apr 22, 2026
- Pension plan clients · 13 to 14Mar 2, 2026 to Apr 22, 2026
- Assets in custody · $101M to $110MMar 2, 2026 to Apr 22, 2026
- Discretionary RAUM · $352M to $388MMar 2, 2026 to Apr 22, 2026
- HNW RAUM · $260M to $284MMar 2, 2026 to Apr 22, 2026
- Individual RAUM · $59.5M to $69.1MMar 2, 2026 to Apr 22, 2026
- Non-discretionary RAUM · $12.9M to $14.8MMar 2, 2026 to Apr 22, 2026
- Pension RAUM · $45.0M to $49.0MMar 2, 2026 to Apr 22, 2026
- RAUM · $365M to $403MMar 2, 2026 to Apr 22, 2026
- Advisory employees · 9 to 8Apr 24, 2025 to Mar 2, 2026
- Employees · 9 to 8Apr 24, 2025 to Mar 2, 2026
- State-registered IARs · 9 to 8Apr 24, 2025 to Mar 2, 2026
- Accounts · 890 to 932Nov 26, 2024 to Apr 24, 2025
- HNW clients · 183 to 191Nov 26, 2024 to Apr 24, 2025
- Individual clients · 239 to 249Nov 26, 2024 to Apr 24, 2025
- Assets in custody · $66.9M to $101MNov 26, 2024 to Apr 24, 2025
- Financial planning clients · unset to Nov 26, 2024 to Apr 24, 2025
- Discretionary RAUM · $301M to $352MNov 26, 2024 to Apr 24, 2025
- HNW RAUM · $224M to $260MNov 26, 2024 to Apr 24, 2025
- Individual RAUM · $47.3M to $59.5MNov 26, 2024 to Apr 24, 2025
- Non-discretionary RAUM · $19.1M to $12.9MNov 26, 2024 to Apr 24, 2025
- Pension RAUM · $48.0M to $45.0MNov 26, 2024 to Apr 24, 2025
- RAUM · $320M to $365MNov 26, 2024 to Apr 24, 2025
- Accounts · 783 to 890Apr 26, 2023 to Apr 22, 2024
- Corporate clients · 5 to 3Apr 26, 2023 to Apr 22, 2024
- HNW clients · 190 to 183Apr 26, 2023 to Apr 22, 2024
- Individual clients · 194 to 239Apr 26, 2023 to Apr 22, 2024
- Pension plan clients · 12 to 13Apr 26, 2023 to Apr 22, 2024
- Assets in custody · $55.2M to $66.9MApr 26, 2023 to Apr 22, 2024
- Discretionary RAUM · $254M to $301MApr 26, 2023 to Apr 22, 2024
- HNW RAUM · $192M to $224MApr 26, 2023 to Apr 22, 2024
- Individual RAUM · $39.1M to $47.3MApr 26, 2023 to Apr 22, 2024
- Non-discretionary RAUM · $15.9M to $19.1MApr 26, 2023 to Apr 22, 2024
- Pension RAUM · $36.9M to $48.0MApr 26, 2023 to Apr 22, 2024
- RAUM · $270M to $320MApr 26, 2023 to Apr 22, 2024
- Accounts · 738 to 783Jan 3, 2023 to Apr 26, 2023
- Corporate clients · 4 to 5Jan 3, 2023 to Apr 26, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- lcm@lcmcapital.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 855-526-2785reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 312-705-3013reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 312-705-5044reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/lcm-capital-management-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- LCMCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-705-3013reportedpublic record, Form ADV, Apr 22, 2026
- Contact form
- LCMCAPITAL.COM/contact-us.phpreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026