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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Michael John Ambrogio

Advisor at EDWARD JONES

ST. LOUIS, MO | Carson City, NV

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Search this name across graphsid dfx:ria:e1527139-ce65-1382-4bed-faff4e201b54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 15, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Nov 21, 2019
First registration: Jul 15, 2020
Dual registered: yes, broker-dealer
Other names: MICHAEL AMBROGIO|Michael J Ambrogio|MICHAEL JOHN AMBROGIO
IAPD individual key: 4013122

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jan 3, 2025	n/a	yes	ST. LOUIS, MO\|Carson City, NV	Current employment
ALIGHT FINANCIAL ADVISORS, LLC	Independent wealth	Mar 15, 2022	Dec 11, 2024	no	Carson City, NV\|CHARLOTTE, NC	Previous registration
OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC	Former SEC adviser	Oct 15, 2021	Feb 22, 2022	no	Carson City, NV\|ROCKVILLE, MD	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 15, 2020	Apr 27, 2021	no	LAS VEGAS, NV\|RENO, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALIGHT FINANCIAL ADVISORS, LLC	EDWARD JONES	Dec 11, 2024	Jan 3, 2025	23	Firm change	RIA to ibd
OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC	ALIGHT FINANCIAL ADVISORS, LLC	Feb 22, 2022	Mar 15, 2022	21	Firm change	RIA to RIA
VALIC FINANCIAL ADVISORS, INC.	OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC	Apr 27, 2021	Oct 15, 2021	171	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
Jan 3, 2025 to presentfactForm ADV
→ ALIGHT FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 15, 2022 to Dec 11, 2024factForm ADV
→ OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLCRegistered adviserregistration: previous registration
Oct 15, 2021 to Feb 22, 2022factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 15, 2020 to Apr 27, 2021factForm ADV

Dated events

Occurred
Dec 11, 2024
Advisor changed firm
Michael John Ambrogio left Alight Financial Advisors, Llc for Edward Jones (registered 2025-01-03)
Form ADVobserved 6 days ago
Occurred
Feb 22, 2022
Advisor changed firm
Michael John Ambrogio left Obsidian Personal Planning Solutions, Llc for Alight Financial Advisors, Llc (registered 2022-03-15)
Form ADVobserved 6 days ago