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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

KARLA HASTON

Advisor at MARINER

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:e1548142-f0d7-4676-d4d0-eed7d8f2d2b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 6, 2001
First registration: May 7, 2001
Dual registered: yes, broker-dealer
Other names: KARLA JILL WOODS|KARLA JILL HASTON
IAPD individual key: 2410431

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Jun 2, 2022	n/a	yes	OVERLAND PARK, KS	Current employment
WADDELL & REED	Former SEC adviser	Oct 26, 2009	Sep 17, 2021	no	OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 15, 2005	Oct 14, 2009	no	OVERLAND PARK, KS\|OVERLAND PARKS, KS\|KANSAS CITY, MO\|WEEHAWKEN, NJ	Previous registration
PIPER SANDLER & CO.	Institutional manager	May 7, 2001	Apr 13, 2005	no	LEAWOOD, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	Mariner	Sep 17, 2021	Jun 2, 2022	258	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	WADDELL & REED	Oct 14, 2009	Oct 26, 2009	12	Firm change	Other
PIPER SANDLER & CO.	UBS FINANCIAL SERVICES INC.	Apr 13, 2005	Apr 15, 2005	2	Firm change	Other

Relationships

Registered with (4)

→ MARINERRegistered adviserregistration: current employment
Jun 2, 2022 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 26, 2009 to Sep 17, 2021factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 15, 2005 to Oct 14, 2009factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
May 7, 2001 to Apr 13, 2005factForm ADV

Dated events

No dated event names this entity yet.