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Advisor at PNC WEALTH MANAGEMENT
PORT ARTHUR, TX | SILSBEE, TX | BEAUMONT, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Sep 16, 2024 | n/a | yes | BEAUMONT, TX|PORT ARTHUR, TX|SILSBEE, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 9, 2022 | Mar 20, 2024 | no | HOUSTON, TX | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Oct 9, 2020 | Dec 19, 2022 | no | ARLINGTON, VA|HOUSTON, TX|Houston, TX|Houston, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PNC WEALTH MANAGEMENT | Mar 20, 2024 | Sep 16, 2024 | 180 | Firm change | Wirehouse to ibd |
| E*TRADE CAPITAL MANAGEMENT, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 19, 2022 | Dec 9, 2022 | -10 | Firm change | RIA to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:129052:TX:2024-02-27 | Mar 20, 2024 | Sep 16, 2024 | HOUSTON, TX | Firm change |