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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

DAVID NATHAN HALE

Advisor at PERIGON WEALTH MANAGEMENT, LLC

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:e160e9e8-c9bc-63d2-1bef-c4c06d79241d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PERIGON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 19, 2001
First registration: May 22, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4340566

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PERIGON WEALTH MANAGEMENT, LLC	Independent wealth	May 1, 2018	n/a	yes	SAN FRANCISCO, CA	Current employment
AVONDALE PARTNERS, LLC	Former SEC adviser	Aug 15, 2012	Sep 5, 2018	no	NASHVILLE, TN\|San Francisco, CA	Previous registration
AVONDALE CONQUEST, LLC	Former SEC adviser	Jul 31, 2012	Jul 24, 2018	no	SAUSALITO, CA\|SAN FRANCISCO, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Aug 20, 2012	no	CHESTERFIELD, MO\|SAN FRANCISCO, CA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Sep 2, 2008	Jul 2, 2012	no	SAN FRANCISCO, CA\|SAN DIEGO, CA\|SAN FRANCISCO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 1, 2006	Sep 16, 2008	no	SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	May 22, 2001	Sep 6, 2006	no	SAN FRANCISC, CA\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVONDALE PARTNERS, LLC	PERIGON WEALTH MANAGEMENT, LLC	Sep 5, 2018	May 1, 2018	-127	Firm change after gap	Other
AVONDALE CONQUEST, LLC	AVONDALE PARTNERS, LLC	Jul 24, 2018	Aug 15, 2012	-2,169	Firm change after gap	Other
FIRST ALLIED ADVISORY SERVICES, INC.	AVONDALE CONQUEST, LLC	Aug 20, 2012	Jul 31, 2012	-20	Firm change	Other
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jul 2, 2012	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	FIRST ALLIED SECURITIES, INC.	Sep 16, 2008	Sep 2, 2008	-14	Firm change	Other
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Sep 6, 2006	Sep 1, 2006	-5	Firm change	Other

Relationships

Registered with (7)

→ PERIGON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 1, 2018 to presentfactForm ADV
→ AVONDALE PARTNERS, LLCRegistered adviserregistration: previous registration
Aug 15, 2012 to Sep 5, 2018factForm ADV
→ AVONDALE CONQUEST, LLCRegistered adviserregistration: previous registration
Jul 31, 2012 to Jul 24, 2018factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Aug 20, 2012factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Sep 2, 2008 to Jul 2, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 1, 2006 to Sep 16, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 22, 2001 to Sep 6, 2006factForm ADV

Dated events

No dated event names this entity yet.