DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Nathan Hale
Certified Financial Planner
Feed of 09/14/2026
At current firm
8 y
since May 1, 2018
In the industry
25 y
since Apr 19, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Perigon Wealth Management, LLC independent RIA currentsince May 1, 2018 · San Francisco, Ca
- Avondale Partners, LLC formerAug 15, 2012 to Sep 5, 2018 · Nashville, Tn
- Avondale Conquest, LLC formerJul 31, 2012 to Jul 24, 2018 · Sausalito, Ca
- First Allied Advisory Services, Inc. formerJul 2, 2012 to Aug 20, 2012 · Chesterfield, Mo
- First Allied Securities, Inc. formerSep 2, 2008 to Jul 2, 2012 · San Francisco, Ca
- UBS Financial Services Inc. wirehouseSep 1, 2006 to Sep 16, 2008 · San Francisco, Ca
- Morgan Stanley Dw Inc. unclassifiedMay 22, 2001 to Sep 6, 2006 · San Francisc, Ca
Moves
a registration end followed by a registration begin elsewhere
- Avondale Partners, LLC to Perigon Wealth Management, LLCleft Sep 5, 2018, registered May 1, 2018 (-127 days) · Other
- Avondale Conquest, LLC to Avondale Partners, LLCleft Jul 24, 2018, registered Aug 15, 2012 (-2169 days) · Other
- First Allied Advisory Services, Inc. to Avondale Conquest, LLCleft Aug 20, 2012, registered Jul 31, 2012 (-20 days) · Other
- First Allied Securities, Inc. to First Allied Advisory Services, Inc.left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to First Allied Securities, Inc.left Sep 16, 2008, registered Sep 2, 2008 (-14 days) · Other
- Morgan Stanley Dw Inc. to UBS Financial Services Inc.left Sep 6, 2006, registered Sep 1, 2006 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address