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A•• M••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

A•• M••••• D•••

Advisor at C••••• C•••••• A•••••••• L••

TULSA, OK | Oklahoma City, OK

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Search this name across graphsid dfx:ria:e16226b0-de38-5ce4-49d8-2805436e8aa1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• C•••••• A•••••••• L••	Independent wealth	Jan 22, 2014	n/a	yes	TULSA, OK\|Oklahoma City, OK	Current employment
A••••• W••••• M•••••••••	Independent wealth	May 1, 2009	Feb 10, 2014	no	OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M•••••••••	C••••• C•••••• A•••••••• L••	Feb 10, 2014	Jan 22, 2014	-19	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••• W••••• M•••••••••	May 5, 2009	May 1, 2009

Relationships

Registered with (3)

→ C••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 22, 2014 to presentfactForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 1, 2009 to Feb 10, 2014factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 6, 2002 to May 5, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e16226b0-de38-5ce4-49d8-2805436e8aa1
First observed: Jun 6, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.