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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JOHN JOSEPH MASTERSON

Advisor at CAPTRUST

Chesterton, IN

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Search this name across graphsid dfx:ria:e1635be9-d8d1-a501-8b2f-d88e9fd8a7dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 12, 2001
First registration: Jan 24, 2005
Dual registered: yes, broker-dealer
Other names: JOHN JOESPH MASTERSON
IAPD individual key: 4339363

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	May 6, 2020	n/a	yes	Chesterton, IN	Current employment
LAKESIDE WEALTH MANAGEMENT GROUP, LLC	Former SEC adviser	Nov 18, 2014	Jun 30, 2020	no	CHESTERTON, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 4, 2013	Jul 14, 2014	no	NOBLESVILLE, IN\|TAMPA, FL\|INDIANAPOLIS, IN	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Jun 25, 2012	Jul 7, 2014	no	NOBLESVILLE, IN\|INDIANAPOLIS, IN	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jan 18, 2006	Jun 26, 2012	no	INDIANAPOLIS, IN\|Carmel, IN	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 24, 2005	Jan 23, 2006	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LAKESIDE WEALTH MANAGEMENT GROUP, LLC	Captrust	Jun 30, 2020	May 6, 2020	-55	Firm change after gap	Other
LPL FINANCIAL LLC	LAKESIDE WEALTH MANAGEMENT GROUP, LLC	Jul 14, 2014	Nov 18, 2014	127	Firm change	Other
INDEPENDENT FINANCIAL PARTNERS	LPL FINANCIAL LLC	Jul 7, 2014	Apr 4, 2013	-459	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	INDEPENDENT FINANCIAL PARTNERS	Jun 26, 2012	Jun 25, 2012	-1	Firm change	Other
MML INVESTORS SERVICES, LLC	NFP ADVISOR SERVICES, LLC	Jan 23, 2006	Jan 18, 2006	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140271:175112:IN:2020-06-30	Jun 30, 2020	May 6, 2020	CHESTERTON, IN	Firm change after gap

Relationships

Registered with (6)

→ CAPTRUSTRegistered adviserregistration: current employment
May 6, 2020 to presentfactForm ADV
→ LAKESIDE WEALTH MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Nov 18, 2014 to Jun 30, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 4, 2013 to Jul 14, 2014factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Jun 25, 2012 to Jul 7, 2014factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jan 18, 2006 to Jun 26, 2012factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 24, 2005 to Jan 23, 2006factForm ADV

Dated events

No dated event names this entity yet.