DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Joseph Masterson
Feed of 09/14/2026
Also filed as John Joesph Masterson
At current firm
6 y
since May 6, 2020
In the industry
25 y
since Mar 12, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince May 6, 2020 · Chesterton, In
- Lakeside Wealth Management Group, LLC formerNov 18, 2014 to Jun 30, 2020 · Chesterton, In
- LPL Financial LLC BD affiliatedApr 4, 2013 to Jul 14, 2014 · Noblesville, In
- Independent Financial Partners BD affiliatedJun 25, 2012 to Jul 7, 2014 · Noblesville, In
- Nfp Advisor Services, LLC formerJan 18, 2006 to Jun 26, 2012 · Indianapolis, In
- MML Investors Services, LLC BD affiliatedJan 24, 2005 to Jan 23, 2006 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Lakeside Wealth Management Group, LLC to Captrustleft Jun 30, 2020, registered May 6, 2020 (-55 days) · Other · moved with a team
- LPL Financial LLC to Lakeside Wealth Management Group, LLCleft Jul 14, 2014, registered Nov 18, 2014 (127 days) · Other
- Independent Financial Partners to LPL Financial LLCleft Jul 7, 2014, registered Apr 4, 2013 (-459 days) · Other
- Nfp Advisor Services, LLC to Independent Financial Partnersleft Jun 26, 2012, registered Jun 25, 2012 (-1 days) · Other
- MML Investors Services, LLC to Nfp Advisor Services, LLCleft Jan 23, 2006, registered Jan 18, 2006 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address