DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

EVAD PATRICK VANSPOORE

Advisor at LPL FINANCIAL LLC

HELENA, MT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1689422-13fa-71ab-bdcb-e4eb079bddf8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Oct 11, 2005
First registration: Jan 6, 2010
Dual registered: yes, broker-dealer
Other names: EVAD VANSPOORE
IAPD individual key: 5030458

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2016	n/a	yes	HELENA, MT	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Nov 30, 2016	no	BILLINGS, MT	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	May 24, 2012	Jan 21, 2014	no	BILLINGS, MT	Previous registration
SGL INVESTMENT ADVISORS, INC.	Independent wealth	Jan 21, 2011	May 22, 2012	no	MISSOULA, MT	Previous registration
S.G. LONG & COMPANY	State registered	Jan 6, 2010	Dec 31, 2010	no	MISSOULA, MT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Nov 30, 2016	Nov 29, 2016	-1	Bulk transfer	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
SGL INVESTMENT ADVISORS, INC.	CETERA INVESTMENT SERVICES LLC	May 22, 2012	May 24, 2012	2	Firm change	Other
S.G. LONG & COMPANY	SGL INVESTMENT ADVISORS, INC.	Dec 31, 2010	Jan 21, 2011	21	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2016 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Nov 30, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 24, 2012 to Jan 21, 2014factForm ADV
→ SGL INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jan 21, 2011 to May 22, 2012factForm ADV
→ S.G. LONG & COMPANYRegistered adviserregistration: previous registration
Jan 6, 2010 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.