DFX Intelligence

C•••••• A•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

C•••••• A•••• R••••••

Advisor at A••••••• W••••• A•••••••

Atlanta, GA

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Search this name across graphsid dfx:ria:e172f690-cc22-85f6-3031-c947327335e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 6, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Apr 20, 2026	n/a	yes	Atlanta, GA	Current employment
M••••• S••••••	Wirehouse	Sep 9, 2021	Apr 15, 2026	no	Gainesville, GA\|Alpharetta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A••••••• W••••• A•••••••	Apr 15, 2026	Apr 20, 2026	5	Firm change	Wirehouse to ibd
J••• M••••• S••••••••• L••	M••••• S••••••	Sep 10, 2021	Sep 9, 2021

Relationships

Registered with (3)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Apr 20, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 9, 2021 to Apr 15, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 25, 2011 to Sep 10, 2021factForm ADV

Dated events

Occurred
Apr 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e172f690-cc22-85f6-3031-c947327335e3
First observed: Apr 15, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.