L••••• R••••••

Advisor at M•• C•••••• M••••••••• L••

Charlotte, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1736ab0-fc81-e684-209d-602d9f086117

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 28, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Feb 12, 2026	n/a	yes	Charlotte, NC	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Jul 8, 2025	Nov 6, 2025	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	M•• C•••••• M••••••••• L••	Nov 6, 2025	Feb 12, 2026	98	Firm change	Ibd to RIA
A••••• F•••••••• A•••••••• L••	P••• A••••• S••••••••• L••	Feb 7, 2024	Jul 8, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
104510:158744:AZ:2023-02-24	Feb 24, 2023	Nov 27, 2023	PHOENIX, AZ	Firm change

Relationships

Registered with (4)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Feb 12, 2026 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 8, 2025 to Nov 6, 2025factForm ADV
→ A••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 27, 2023 to Feb 7, 2024factForm ADV
→ E•••••• F•••••••• E••••••

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1736ab0-fc81-e684-209d-602d9f086117
First observed: Jul 28, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.