DFX Intelligence

F••••••• Y•••• h••• H••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

F••••••• Y•••• h••• H••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

SUPERIOR, CO | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:e178a879-f3e7-b99f-a7a3-eda7bb8d655c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 31, 2026	n/a	yes	SUPERIOR, CO\|PLYMOUTH, MN	Current employment
C••••••••• W••••• M••••••••• I•••	Independent wealth	Sep 4, 2024	Jan 28, 2025	no	LOS ANGELES, CA\|Superior, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• M••••••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	Jan 28, 2025	Aug 31, 2026	580	Firm change after gap	RIA to ibd
E•••••• A••••••• G••••• L••	C••••••••• W••••• M••••••••• I•••	Mar 5, 2024	Sep 4, 2024

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ C••••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 4, 2024 to Jan 28, 2025factForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Apr 3, 2023 to Mar 5, 2024factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••

Dated events

Occurred
Jan 28, 2025
Advisor changed firm
F••••••• Y•••• H••• H•• left C••••••••• W••••• M••••••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-08-31)
Form ADVobserved 7 days ago
Occurred
Mar 5, 2024
Advisor changed firm
F••••••• Y•••• H••• H•• left E•••••• A••••••• G••••• L•• for C••••••••• W••••• M••••••••• I••• (registered 2024-09-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e178a879-f3e7-b99f-a7a3-eda7bb8d655c
First observed: Jan 8, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.