DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Frederic Young Hoon Han

Wealth Enhancement Advisory Services, LLCBD affiliatedSuperior, Co IA-onlyIAPD 5416357

Feed of 09/14/2026

Also filed as Frederic Han

At current firm

0 y

since Aug 31, 2026

In the industry

18 y

since Jan 8, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wealth Enhancement Advisory Services, LLC BD affiliated current
since Aug 31, 2026 · Superior, Co
Confidence Wealth Management, Inc. independent RIA
Sep 4, 2024 to Jan 28, 2025 · Los Angeles, Ca
Empower Advisory Group, LLC BD affiliated
Apr 3, 2023 to Mar 5, 2024 · Greenwood Village, Co
Personal Capital Advisors Corporation former
Dec 3, 2013 to Apr 3, 2023 · Denver, Co
Edward Jones national BD
Nov 5, 2012 to Nov 27, 2013 · Longmont, Co
Edward Jones national BD
Jan 8, 2008 to Feb 26, 2010 · Boulder, Co

Moves

a registration end followed by a registration begin elsewhere

Confidence Wealth Management, Inc. to Wealth Enhancement Advisory Services, LLC
left Jan 28, 2025, registered Aug 31, 2026 (580 days) · RIA to affiliated broker-dealer or bank
Empower Advisory Group, LLC to Confidence Wealth Management, Inc.
left Mar 5, 2024, registered Sep 4, 2024 (183 days) · Affiliated broker-dealer or bank to independent RIA
Personal Capital Advisors Corporation to Empower Advisory Group, LLC
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
Edward Jones to Personal Capital Advisors Corporation
left Nov 27, 2013, registered Dec 3, 2013 (6 days) · Other

Signals

Frederic Young Hoon Han left Confidence Wealth Management, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-08-31)
Jan 28, 2025 · Advisor changed firm · fact
Frederic Young Hoon Han left Empower Advisory Group, Llc for Confidence Wealth Management, Inc. (registered 2024-09-04)
Mar 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address