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Advisor at RBC SECURITIES, INC.
Solana Beach, CA | LOS ANGELES, CA | MURRIETA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC SECURITIES, INC. | Bd affiliated wealth | Mar 4, 2022 | n/a | yes | Solana Beach, CA|LOS ANGELES, CA|LOS ANGELES, CA|MURRIETA, CA | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Nov 5, 2018 | Feb 2, 2022 | no | CORONA, CA|RANCHO MIRAGE, CA|RIVERSIDE, CA|RIVERSIDE, CA|MURRIETA, CA|SAN DIEGO, CA | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Feb 20, 2017 | Mar 7, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | RBC SECURITIES, INC. | Feb 2, 2022 | Mar 4, 2022 | 30 | Firm change | Ibd to RIA |
| SCOTTRADE INVESTMENT MANAGEMENT | CUSO FINANCIAL SERVICES, L.P. | Mar 7, 2018 | Nov 5, 2018 | 243 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169988:42132:MO:2018-03-07 | Mar 7, 2018 | Nov 5, 2018 | SAINT LOUIS, MO | Firm change |