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W••••••• P•••••• W••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W••••••• P•••••• W••••• M••••••••• I•••

CRD 113761

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:e18ef7cc-ddd7-ec02-f254-10726f844397

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 6
On other graphs: 0
Observed: Mar 2, 2012 to Mar 27, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $310MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $308M
Private client RAUM: $304MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• S••••• O••••••	Certified Financial Planner	OVERLAND PARK, KS \| Kansas City, MO	13	16	1	no
E•••• T•••••• P••••	Certified Financial Planner	OVERLAND PARK, KS \| Overland Park, KS	12

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• S• O••••••• T•• A••••• S••••• O•••••• A•• L•••••• D•••• O•••••• R•• T• U•• 7•••••	Shareholder	C	yes	01/2019	Mar 11, 2019	Mar 19, 2024
E•••• T•••••• P••••• T•• T•••• S• P•••• A•• E•••• T•••••• P•••• L••• T• U•• 8••••••	Shareholder	C	yes	01/2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
KANSAS CITY	Mo	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$310M	$274M	13.1%	$251M	7.3%	9	9	7	7

Relationships

Registered with (5)

← B•••• D••••• H•••••Advisorregistration: current employment
Aug 30, 2024 to presentfactForm ADV
← N••••••• P••• H••••••Advisorregistration: current employment
Apr 29, 2022 to presentfactForm ADV
← B••••• K••• W•••Advisorregistration: current employment
Aug 10, 2018 to presentfactForm ADV
← E•••• T•••••• P••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2022
Control person joined
Joseph Brad H•••••on (Chief Compliance Officer And Tax Manager) appeared on Schedule A of W••••••• P•••••• W••••• M••••••••• I•••
Form ADVobserved 7 days ago
Occurred
Mar 30, 2022
Control person joined
Deann Lindsey Osborne (Trustee Of A••••• S• O••••••• T•• A••••• S••••• O•••••• A•• L•••••• D•••• O•••••• R•• T• U•• 7•••••) appeared on Schedule A of W••••••• P•••••• W••••• M••••••••• I•••
Form ADVobserved 7 days ago
Occurred
Mar 11, 2019
Control person joined
Jane Lisa Tierney (Trustee Of D•••••• T•••••• T•• G••••••••• L•• T• U•• 6••••••) appeared on Schedule A of W••••••• P•••••• W••••• M••••••••• I•••
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e18ef7cc-ddd7-ec02-f254-10726f844397
First observed: Mar 2, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (8)

← T••••••• D••••••• R••••••OwnerCO-CIO, VP, SECRETARY, TREASURER & TRUSTEE OF D•••••• T•••••• T•• G••••••••• L•• T• U•• 6••••••, ownership code NA, individual
Mar 2, 2012 to Mar 19, 2024factForm ADV
← O••••••• A•••••• S•••••OwnerCEO, CO-CIO, PRESIDENT & TRUSTEE OF A••••• S• O••••••• T•• A••••• S••••• O•••••• A•• L•••••• D•••• O•••••• R•• T• U•• 7•••••, ownership code NA, individual
Mar 11, 2019 to Mar 19, 2024factForm ADV
← P••••• E••••• T••••••OwnerCOO, VICE PRESIDENT, TRUSTEE OF E•••• T•••••• P••••• T•• T•••• S• P•••• A•• E•••• T•••••• P•••• L••• T• U•• 8••••••, ownership code NA, individual
Mar 11, 2019 to Mar 19, 2024factForm ADV
← O••••••• L••••••• D••••OwnerTRUSTEE OF A••••• S• O••••••• T•• A••••• S••••• O•••••• A•• L•••••• D•••• O•••••• R•• T• U•• 7•••••, ownership code NA, individual
Mar 11, 2019 to Mar 19, 2024factForm ADV
← P••••• T••••• S••••OwnerTRUSTEE OF E•••• T•••••• P••••• T•• T•••• S• P•••• A•• E•••• T•••••• P•••• L••• T• U•• 8••••••, ownership code NA, individual
Mar 11, 2019 to Mar 19, 2024factForm ADV
← H•••••••• B•••• J•••••OwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, AND TAX MANAGER, ownership code A, individual
Mar 30, 2022 to Mar 19, 2024factForm ADV
← A••••• S• O••••••• T•• A••••• S••••• O•••••• A•• L•••••• D•••• O•••••• R•• T• U•• 7•••••OwnerSHAREHOLDER, ownership code C, domestic entity
Mar 11, 2019 to Mar 19, 2024factForm ADV
← E•••• T•••••• P••••• T•• T•••• S• P•••• A•• E•••• T•••••• P•••• L••• T• U•• 8••••••OwnerSHAREHOLDER, ownership code C, domestic entity
Mar 11, 2019 to Mar 19, 2024factForm ADV

2025	Mar 27, 2026	$310M	$308M	9	6	7	n/a	n/a
2024	Mar 12, 2025	$274M	$274M	9	6	7	n/a	n/a
2023	Mar 19, 2024	$248M	$248M	8	5	6	n/a	n/a
2022	Mar 13, 2023	$251M	$251M	8	5	1	n/a	n/a
2021	Mar 30, 2022	$276M	$276M	9	6	1	n/a	n/a
2020	Feb 19, 2021	$235M	$235M	11	6	1	n/a	n/a
2019	Mar 12, 2020	$212M	$212M	11	6	1	n/a	n/a
2018	Mar 11, 2019	$187M	$187M	9	5	1	n/a	n/a
2017	Mar 23, 2018	$185M	$185M	7	4	1	n/a	n/a
2016	Mar 13, 2017	$157M	$157M	7	4	n/a	n/a	n/a
2015	Mar 3, 2016	$124M	$124M	5	5	n/a	n/a	n/a
2014	Feb 19, 2015	$118M	$118M	7	5	n/a	n/a	n/a
2011	Mar 5, 2012	$70.7M	$68.2M	n/a	n/a	n/a	n/a	n/a