DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• P•••••• W••••• M••••••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Mar 2, 2012 · 30 filings
SEC status approved since May 12, 2014
RAUM
$310M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$304M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$61.9M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$310M as of Mar 27, 2026
Mar 5, 2012$70.7M then
HNW client RAUM$236M as of Mar 27, 2026
Mar 23, 2018$128M then
State-registered IARs (5.B.3)6 as of Mar 27, 2026
Mar 5, 20120 then
Employees (5.A)9 as of Mar 27, 2026
Feb 19, 20157 then
Private funds: no history
RAUM +13% over the last fiscal year+7.3% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $61.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $326,225derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 0.6derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$236M76%
- Individuals$68.4M22%
- Pension and profit-sharing plans$4.6M1.5%
- Charitable organizations$891,2120.3%
- Individual clients
- 129reported
- HNW clients
- 97reported
- Pension plan clients
- n/areported
- Charitable clients
- 9reported
- Accounts
- 949reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• S••••• O••••••Certified Financial Planner | Overland Park, Ks | Feb 15, 2013 | 16 y | 1 |
| E•••• T•••••• P••••Certified Financial Planner | Overland Park, Ks | Feb 13, 2014 | 12 y | 0 |
| B••••• K••• W••• | Overland Park, Ks | Aug 10, 2018 | 13 y | 0 |
| N••••••• P••• H••••••Certified Financial Planner | Kansas City, Mo | Apr 29, 2022 | 11 y | 0 |
| B•••• D••••• H••••• | Kansas City, Mo | Aug 30, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• S••••• O•••••• from C••••• I••••••••• A••••••• L••Feb 15, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••••• B•••• J••••• · Chief Compliance Officer, Chief Financial Officer, And Tax Managercontrolsince 01/2022 · owns 5% to 10%
- O••••••• A•••••• S••••• · Ceo, Co-Cio, President & Trustee Of A••••• S• O••••••• T•• A••••• S••••• O•••••• A•• L•••••• D•••• O•••••• R•• T• U•• 7•••••controlsince 07/2010 · owns less than 5%
- O••••••• L••••••• D•••• · Trustee Of A••••• S• O••••••• T•• A••••• S••••• O•••••• A•• L•••••• D•••• O•••••• R•• T• U•• 7•••••controlsince 07/2010 · owns less than 5%
- P••••• E••••• T•••••• · Coo, Vice President, Trustee Of E•••• T•••••• P••••• T•• T•••• S• P•••• A•• E•••• T•••••• P•••• L••• T• U•• 8••••••controlsince 08/2018 · owns less than 5%
- P••••• T••••• S•••• · Trustee Of E•••• T•••••• P••••• T•• T•••• S• P•••• A•• E•••• T•••••• P•••• L••• T• U•• 8••••••controlsince 08/2018 · owns less than 5%
- T••••••• D••••••• R•••••• · Co-Cio, Vp, Secretary, Treasurer & Trustee Of D•••••• T•••••• T•• G••••••••• L•• T• U•• 6••••••controlsince 06/1999 · owns less than 5%
- O••••••• G••••• D•••• · Trustee Of S••••• T• O••••••• T•• O•••••• F••••• T• U•• 9••••••since 09/2012 · owns less than 5%
- O••••••• S•••••• T••••• · Trustee Of S••••• T• O••••••• T•• O•••••• F••••• T• U•• 9••••••since 09/2012 · owns less than 5%
- T••••••• L•••• J••• · Trustee Of D•••••• T•••••• T•• G••••••••• L•• T• U•• 6••••••since 06/2003 · owns less than 5%
- W•••• B•••••• K••• · Shareholdersince 01/2020 · owns 5% to 10%
Entity owners
- A••••• S• O••••••• T•• A••••• S••••• O•••••• A•• L•••••• D•••• O•••••• R•• T• U•• 7••••• · Shareholderdirect · owns 25% to 50%
- E•••• T•••••• P••••• T•• T•••• S• P•••• A•• E•••• T•••••• P•••• L••• T• U•• 8•••••• · Shareholderdirect · owns 25% to 50%
- D•••••• T•••••• T•• G••••••••• L•• T• U•• 6•••••• · Shareholderdirect · owns 10% to 25%
- S••••• T• O••••••• T•• O•••••• F••••• T• U•• 9•••••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 5 | 0 | 0 | ||
| Kansas City, Mo | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Kansas City, MO2 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high office count relative to headcountStatic outlier · filing Mar 27, 2026offices per registered advisor of 1.6 against a peer median of 0.6 (577 comparable advisers, 99.0th percentile, 3.9 robust deviations)peers: independent wealth managers, $100M to $500M (577) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 937 to 949Aug 27, 2025 to Mar 27, 2026
- Charity clients · 11 to 9Aug 27, 2025 to Mar 27, 2026
- HNW clients · 89 to 97Aug 27, 2025 to Mar 27, 2026
- Individual clients · 135 to 129Aug 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $274M to $308MAug 27, 2025 to Mar 27, 2026
- HNW RAUM · $203M to $236MAug 27, 2025 to Mar 27, 2026
- Individual RAUM · $65.6M to $68.4MAug 27, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $1.3MAug 27, 2025 to Mar 27, 2026
- Pension RAUM · $4.0M to $4.6MAug 27, 2025 to Mar 27, 2026
- RAUM · $274M to $310MAug 27, 2025 to Mar 27, 2026
- Financial planning clients · 101-250 to 101-250Mar 12, 2025 to Jun 17, 2025
- Accounts · 930 to 937Mar 19, 2024 to Mar 12, 2025
- Advisory employees · 5 to 6Mar 19, 2024 to Mar 12, 2025
- Charity clients · 9 to 11Mar 19, 2024 to Mar 12, 2025
- HNW clients · 81 to 89Mar 19, 2024 to Mar 12, 2025
- Individual clients · 146 to 135Mar 19, 2024 to Mar 12, 2025
- Employees · 8 to 9Mar 19, 2024 to Mar 12, 2025
- State-registered IARs · 5 to 6Mar 19, 2024 to Mar 12, 2025
- Other offices · 6 to 7Mar 19, 2024 to Mar 12, 2025
- Discretionary RAUM · $248M to $274MMar 19, 2024 to Mar 12, 2025
- HNW RAUM · $177M to $203MMar 19, 2024 to Mar 12, 2025
- Individual RAUM · $65.5M to $65.6MMar 19, 2024 to Mar 12, 2025
- Pension RAUM · $4.8M to $4.0MMar 19, 2024 to Mar 12, 2025
- RAUM · $248M to $274MMar 19, 2024 to Mar 12, 2025
- Individual clients · 151 to 146Sep 27, 2023 to Mar 19, 2024
- Discretionary RAUM · $251M to $248MSep 27, 2023 to Mar 19, 2024
- HNW RAUM · $180M to $177MSep 27, 2023 to Mar 19, 2024
- Individual RAUM · $65.1M to $65.5MSep 27, 2023 to Mar 19, 2024
- Pension RAUM · $3.9M to $4.8MSep 27, 2023 to Mar 19, 2024
- RAUM · $251M to $248MSep 27, 2023 to Mar 19, 2024
- Accounts · 942 to 930Sep 27, 2023 to Mar 19, 2024
- HNW clients · 83 to 81Sep 27, 2023 to Mar 19, 2024
- Other offices · 1 to 6Mar 13, 2023 to Sep 27, 2023
- Accounts · 915 to 942Apr 28, 2022 to Mar 13, 2023
- Advisory employees · 6 to 5Apr 28, 2022 to Mar 13, 2023
- Charity clients · 8 to 9Apr 28, 2022 to Mar 13, 2023
- HNW clients · 93 to 83Apr 28, 2022 to Mar 13, 2023
- Individual clients · 141 to 151Apr 28, 2022 to Mar 13, 2023
- Pension plan clients · 5.0 to unsetApr 28, 2022 to Mar 13, 2023
- Employees · 9 to 8Apr 28, 2022 to Mar 13, 2023
Signals
6 dated events
- W••••••• P•••••• W••••• M••••••••• I••• reported 6 offices beyond its principal office, up from 1 (2023-03-13 to 2023-09-27)Sep 27, 2023 · Office count change · derived
- Joseph Brad H•••••on (Chief Compliance Officer And Tax Manager) appeared on Schedule A of W••••••• P•••••• W••••• M••••••••• I•••Mar 30, 2022 · Control person joined · fact
- Deann Lindsey Osborne (Trustee Of A••••• S• O••••••• T•• A••••• S••••• O•••••• A•• L•••••• D•••• O•••••• R•• T• U•• 7•••••) appeared on Schedule A of W••••••• P•••••• W••••• M••••••••• I•••Mar 30, 2022 · Control person joined · fact
- Jane Lisa Tierney (Trustee Of D•••••• T•••••• T•• G••••••••• L•• T• U•• 6••••••) appeared on Schedule A of W••••••• P•••••• W••••• M••••••••• I•••Mar 11, 2019 · Control person joined · fact
- Steven Andrew Osborne (President) appeared on Schedule A of W••••••• P•••••• W••••• M••••••••• I•••Mar 11, 2019 · Control person joined · fact
- W••••••• P•••••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Apr 16, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-381-7411reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/229478reportedpublic record, Form ADV, Sep 19, 2026
- Website
- W•••••••FP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 913-381-7411reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026