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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

DIANE MARIE MUHLER

Advisor at CETERA INVESTMENT ADVISERS LLC

BEL AIR, MD | Cockeysville, MD

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Search this name across graphsid dfx:ria:e1905a4b-d240-3f0b-301a-669dca888335

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Feb 3, 1998
First registration: Sep 28, 2010
Dual registered: yes, broker-dealer
Other names: DIANE FITTA
IAPD individual key: 1877141

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	n/a	yes	Cockeysville, MD\|BEL AIR, MD	Current employment
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 27, 2018	Aug 10, 2023	no	Towson, MD\|ST. PAUL, MN	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 18, 2016	Dec 21, 2018	no	BALTIMORE, MD\|BALTIMORE, MD\|BALTIMORE, MD\|BALTIMORE, MD\|TOWSON, MD\|BALTIMORE, MD\|PARKVILLE, MD\|TIMONIUM, MD\|BEL AIR, MD\|BALTIMORE, MD	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Dec 9, 2013	Dec 31, 2016	no	BALTIMORE, MD\|BALTIMORE, MD\|TOWSON, MD\|PARKVILLE, MD\|BALTIMORE, MD\|TIMONIUM, MD\|BALTIMORE, MD\|BALTIMORE, MD\|BALTIMORE, MD\|BEL AIR, MD\|BALTIMORE, MD	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Sep 28, 2010	Dec 9, 2013	no	FOREST HILL, MD\|EXTON, PA\|BEL AIR, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
TRUIST ADVISORY SERVICES, INC.	SECURIAN FINANCIAL SERVICES, INC.	Dec 21, 2018	Dec 27, 2018	6	Firm change	Ibd to ibd
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Aug 18, 2016	-135	Bulk transfer	Other
CETERA INVESTMENT SERVICES LLC	SUNTRUST INVESTMENT SERVICES, INC.	Dec 9, 2013	Dec 9, 2013	0	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 27, 2018 to Aug 10, 2023factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 18, 2016 to Dec 21, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 9, 2013 to Dec 31, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Sep 28, 2010 to Dec 9, 2013factForm ADV

Dated events

No dated event names this entity yet.