DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
HENDERSON, NV | NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 14, 2026 | n/a | yes | HENDERSON, NV|NEWPORT BEACH, CA|HENDERSON, NV | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 7, 2016 | Jan 16, 2026 | no | NEWPORT BEACH, CA|LAS VEGAS, NV|Henderson, NV|Henderson, NV | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 29, 2008 | Jan 19, 2016 | no | IRVINE, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 22, 1997 | Sep 3, 2008 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jan 16, 2026 | Jan 14, 2026 | -2 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 19, 2016 | Jan 7, 2016 | -12 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Sep 3, 2008 | Aug 29, 2008 | -5 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:7691:CA:2016-01-19 | Jan 19, 2016 | Jan 7, 2016 | IRVINE, CA | Firm change |